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- The Bank of New York Mellon CorporationMaharashtra
- Support day-to-day efforts related to assessing whether assigned areas comply with relevant laws, rules, regulations, and policies, ensuring control mechanisms…
- The Bank of New York Mellon CorporationChennai, Tamil Nadu
- This role is based in Chennai or Pune (Hybrid).
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- The Bank of New York Mellon CorporationPune, Maharashtra
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- Paid time off
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- The Bank of New York Mellon CorporationPune, Maharashtra
- Paid time off
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- The Bank of New York Mellon CorporationChennai, Tamil Nadu
- Paid time off
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- First level manager with respect to team training,…
- The Bank of New York Mellon CorporationPune, Maharashtra
- Paid time off
- Contributes to the compliance efforts of the assigned business units.
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- The Bank of New York Mellon CorporationPune, Maharashtra
- This role is located in Pune .
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- The Bank of New York Mellon CorporationPune, Maharashtra
- Paid time off
- Provide assistance in monitoring and collecting data on the performance of client portfolios.
- Field questions about reporting systems and reports that are used…
- The Bank of New York Mellon CorporationPune, Maharashtra
- Paid time off
- Provide assistance in monitoring and collecting data on the performance of client portfolios.
- Field questions about reporting systems and reports that are used…
- The Bank of New York Mellon CorporationChennai, Tamil Nadu
- Paid time off
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- The Bank of New York Mellon CorporationPune, Maharashtra
- Act as the primary point of contact for process queries, client escalations, and senior stakeholder communication.
- The Bank of New York Mellon CorporationPune, Maharashtra
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- The Bank of New York Mellon CorporationPune, Maharashtra
- Paid time off
- Provides oversight of work processes related to data gathering and validation, as well as the completion of calculations tied to tax and other regulatory…
- The Bank of New York Mellon CorporationChennai, Tamil Nadu
- Paid time off
- Conduct analytical research, data gathering and calculations to support regulatory reporting and data submissions.
- Strong analytical and problem-solving skills.
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- Paid time off
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Job Post Details
Associate, Compliance & Control II - job post
3.53.5 out of 5 stars
Maharashtra
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Job details
Job type
- Full-time
Location
Maharashtra
Full job description
We’re seeking a future team member for the role of Specialist 2, Compliance & Control to join our Compliance team. This role is located in Pune.
In this role, you’ll make an impact in the following ways:
- Support day-to-day efforts related to assessing whether assigned areas comply with relevant laws, rules, regulations, and policies, ensuring control mechanisms are deployed as expected
- Assist with monitoring and reporting of established controls and implement new control procedures in response to regulatory changes or compliance issues under minimal supervision
- Suggest changes to improve work processes and guide lower-level peers on procedures, reviewing the quality of their work
- Research and collect data on compliance and control-related activities, compiling data into usable formats and conducting basic preliminary analyses
- Review and verify that activities align with overall control procedures and compliance strategy
- Independently prepare reports for management on compliance status and assign report development tasks to junior staff
- Counsel business personnel and management on compliance improvements and alignment with established controls and goals
- Identify and address compliance issues, interfacing directly with peers and escalating complex issues as needed
- Provide technical support for assessments of control effectiveness and produce data to support risk-based reviews of regulatory requirements
- Recommend process improvements and contribute to team objectives
To be successful in this role, we’re seeking the following:
- Bachelor’s degree or equivalent combination of education and experience
- 3-5 years of total work experience preferred
- Experience with Financial Services Industry regulations, compliance operations, or auditing preferred
- Experience with financial services compliance and/or assigned products, services, or business lines and relevant laws, regulations, and rules preferred
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