How To Write A Compliance Manager Resume (With Example)

Updated 25 October 2022

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Compliance managers help companies follow the necessary laws and regulations in their industry and location. When applying for jobs, it is essential for these professionals to highlight their technical and soft skills. Submitting a well-written resume that showcases your experience, skills and expertise as a compliance manager can help you get shortlisted for the interview. In this article, we discuss how to write a compliance manager resume and share a resume template and an example to help you write your own.

What Is A Compliance Manager Resume?

A compliance manager resume is an essential job application document that helps convey your skills, work experience and talents. Compliance officers and managers help companies adhere to government regulations and guidelines, identify risks, conduct internal investigations and help employees follow best practices. Although compliance managers work in almost all industries, their role is particularly important in sectors like finance, pharmaceuticals, healthcare, transportation and manufacturing.

Owing to their role, compliance managers require strong technical skills, such as knowledge of industry laws and soft skills, such as attention to detail. Highlighting these skills and work experience on your resume can help you get the hiring manager's attention and ultimately secure your next job.

How To Write A Compliance Manager Resume

Compliance managers and officers can follow these steps to create an impressive resume:

1. Begin with your contact information

Start the resume by writing your full name and other personal contact information. This includes your address, phone number and email address. Besides adding an alternate phone number and email, you can also have a link to your profile on professional networking websites in this section. You can write your name and contact information in a different font style or size to ensure that this section is prominently visible to the hiring manager.

2. Write a short professional summary

A professional summary statement is a short paragraph of two or three sentences that details your expertise, experience and professional goals. This statement aims to give the hiring manager a brief overview of your accomplishments and skills. This section tells them about your suitability for the role and encourages them to read the rest of the resume carefully. While writing this statement, focus on your most vital professional achievements and goals. For example, a compliance manager can use this professional summary statement:

An expert Compliance Manager with over eight years of experience in the finance industry. Strong knowledge of financial regulations and compliance, along with excellent communication, time management and attention to detail abilities. Looking for an opportunity to leverage my experience and skills to help companies become compliant and minimise risks.

3. Describe your professional experience

In the next section, add detailed information about your previous jobs. Provide information such as the name of the company, your official job title, the duration of your tenure and some key responsibilities and achievements. For your most recent or current role, you can list up to five duties; for older roles, three are adequate. Ensure that you explain the most relevant professional experience, as this can help demonstrate why you are a right fit for the position. If possible, use different numbers to convey the measurable value of your achievements.

Here are some ways to describe your previous job duties and achievements:

Helped the company secure 20 licences and certifications for quality-checks
Improved the customer KYC rate by 18%
Designed a new compliance model that increased audit ratings by 12%

4. List all relevant hard and soft skills

This is a crucial section that helps the hiring manager assess your skills as a compliance manager. To make this section easier to review, create a bullet list of different skill types, such as technical, soft and industry skills. Make sure you include relevant skills and keywords that appear in the job description to increase your chances of getting shortlisted. Here is how you can list your skills:

Technical skills: Risk assessment | Data analysis | Business expertise | Response regulation | Control policies

Soft skills: Communication | Attention to detail | Problem-solving | Record-keeping

5. Add your educational qualifications

In the following section, you can include your educational history to convey your academic background and training. Provide information like your degree, college or university name, location and graduation year. Follow the reverse chronological order to list your educational degrees, starting from the most recent or the highest one. Here is one way to include your academic degree information on your resume:

Master of Arts in business law | Delhi National University (2020) New Delhi, Delhi

Bachelor of Commerce (B.Comm) | Delhi National University (2018) New Delhi, Delhi

6. Include details of certifications

If you have other certifications that you wish to include, you can add another section towards the end to include this information. Adding this can convey your willingness to commit extra time to improve your skills and develop your career. You can simply add the name of the certification, the institute or issuing authority and the year of completion.

7. Proofread and check for errors

The final step of creating your resume is proofreading it thoroughly and correcting any inadvertent errors. Ensure all the information, including spellings, dates and contact details, is accurate. You can also ask your close friends or colleagues to review the resume and share suggestions on improving it. An error-free resume can help you come across as more professional and demonstrate your attention to detail.

Resume Template For A Compliance Manager

Here is a resume template for compliance managers to follow:

[First name] [Last name], [Degree or certification if applicable]
[Phone number] | [Email address] | [City], [State]

Professional Summary
[Two to three sentences that highlight years of experience, relevant skills, education or certifications and achievements as a professional].

Experience

[Job Title] | [Employment dates]
[Company Name] | [City], [State]

(Strong verb) + what you did (more detail) + reason, outcome or quantified results
[Job duty]
[Job duty]
[Job duty]
[Job duty]

[Job Title] | [Employment dates]
[Company Name] | [City], [State]

(Strong verb) + what you did (more detail) + reason, outcome or quantified results
[Job duty]
[Job duty]

Education
[Degree and major] | [Name of school or university]
[City], [State]

Optional
[Certification name], [Host organisation] - [Year completed or expiration date]

Resume Example For A Compliance Manager

Compliance managers can review the following resume example to create their own:

Shekhar Kumar Agnihotri, +91-9876543210 | shekhar@email.com | New Delhi, Delhi

Professional Summary
A skilled Compliance Manager with over six years of experience in the healthcare industry. Comprehensive knowledge of medical regulations and compliance, along with excellent reporting, organisational and attention to detail abilities. Looking for a professional opportunity to increase patient safety and reduce company liability.

Experience
Compliance Manager | September 2020-Current
Wavewood Hospitals | Noida, Uttar Pradesh

Audit current caregiving and medical processes for maximum patient safety
Conduct regular checks and reviews to improve compliance
Ensure financial regularities in billing and insurance claims
Train company employees to follow advanced compliance models and systems
Develop a manual with compliance SoP and best practices manual for employees

Compliance Officer| July 2016-August 2020
Sierra Patient Hospitals | New Delhi

Enforced the company's compliance with SoP and guidelines
Assisted internal and external auditors
Created new patient care protocols and processes

Education
Bachelor of Arts in finance | Delhi National University (2016)
New Delhi, Delhi

Certifications and training
Medical auditing and compliance (Level - 1), Skilful University - 2016

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this article are associated with Indeed.